x
|
Rule 13d-1(b)
|
o
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
1)
|
NAME OF REPORTING PERSON
Heritage Financial Group Employee Stock Ownership Plan
|
2)
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
a) o
b) x
|
3)
|
SEC USE ONLY
|
4)
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Not applicable
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
|
|
5)
|
SOLE VOTING POWER
618,607
|
|
6)
|
SHARED VOTING POWER
-0-
|
|
7)
|
SOLE DISPOSITIVE POWER
618,607
|
|
8)
|
SHARED DISPOSITIVE POWER
-0-
|
9)
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
618,607
|
10)
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES o
|
11)
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.90%
|
12)
|
TYPE OF REPORTING PERSON
EP
|
ITEM 1(a) | NAME OF ISSUER: |
ITEM 1(b) | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: |
ITEM 2(a) | NAME OF PERSON FILING: |
ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE: |
ITEM 2(c) | CITIZENSHIP: |
ITEM 2(d) | TITLE OF CLASS OF SECURITIES |
ITEM 2(e) | CUSIP NUMBER: 42726X102 |
ITEM 3
|
IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS:
|
||
|
(a)
|
o
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
o
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
o
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
o
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
o
|
An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
x
|
An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
o
|
A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); and
|
|
(j)
|
o
|
Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
|
ITEM 4 | OWNERSHIP: |
ITEM 5 | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CENTRAL PERSON |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: |
ITEM 10. | CERTIFICATIONS |
SIGNATURE | After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
Date: February 12, 2014
|
HERITAGE FINANCIAL GROUP EMPLOYEE STOCK OWNERSHIP PLAN
|
|||
|
|
By:
|
First Bankers Trust Services, Inc.,
as Trustee
|
|
|
|
|
|
|
|
|
By:
|
/s/ Linda Shultz
|
|
|
|
Name:
|
Linda Shultz
|
|
|
|
Title:
|
Trust Officer
|
Date: February 12, 2014
|
FIRST BANKERS TRUST SERVICES, INC.
|
|||
|
|
By:
|
/s/ Linda Shultz
|
|
|
|
Name:
|
Linda Shultz
|
|
|
|
Title:
|
Trust Officer
|
By:
|
/s/ Linda Shultz
|
|
|
Name: Linda Shultz
Title: Trust Officer
|
By:
|
First Bankers Trust Services, Inc.,
as Trustee
|
|
|
|
|
By:
|
/s/ Linda Shultz
|
|
Name:
|
Linda Shultz
|
|
Title:
|
Trust Officer
|